Dudley Ventures Sr Compliance Officer - Phoenix, AZ
 Valley National Bank | |
 United States, Arizona, Phoenix | |
| 22 East Jackson Street (Show on map) | |
 Oct 20, 2025 | |
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Responsibilities include but are not limited to:
* Develop and/or maintain effective compliance monitoring programs and risk assessments with an emphasis on NMTC and SALT regulatory compliance. * Manage state tax compliance including researching and analyzing a wide range of tax issues and implications (e.g., nexus considerations and apportionment methodology). * Provide advice and assistance to management on compliance issues related to tax credit transactions, investment structures, and reporting obligations, including opportunities for process improvements. * Stay current on all federal, state, and local regulatory changes impacting tax credit investments and ensure policies, procedures, and communications reflect those changes. * Participate in reviews, audits, and regulatory examinations related to tax credit investments. Document results and present findings to management. * Investigate and prepare responses to inquiries or audits performed by outside agencies. Identify areas of potential vulnerability and risk, develop corrective action plans, and provide general guidance to address compliance issues. * Assist in the development, implementation, and monitoring of compliance program training materials specific to tax credit investment regulations. Conduct compliance training as needed. Assist in developing senior management and board presentations. * In the absence of the Manager, Compliance or CCO, provide mentorship to others in the day-to-day operations of the department. | |